Before using and customizing pre-approved marketing materials, LPL Financial advisors must read and adhere to section 15.10 of Advisor Compliance Manual to
ensure you are in compliance with current policies on social networking and section 15.26.3 to ensure compliance with current policies on pre-approved communications.
Please note: Before using and customizing pre-approved marketing materials, LPL Financial advisors must refer to the Advisor Compliance Manual (Pre-approved Communications, section 15.25) posted on the BranchNet Resource Center | Your Business | Governance Risk & Compliance| Compliance Essentials | Marketing Regulatory Review | Advisor Compliance Manual. Please contact Marketing Regulatory Review with any questions at (858) 450-9606, ext. 6590.